Imprint

Headquarter

AIF Alter­na­tiv Invest Finance AG
Giessenstrasse2, Post­fach 9
FL-9491 Ruggell
Fürsten­tum Liecht­en­stein

Corporate Object

Asset Man­age­ment

Contact

Phome: +423 375 0333
Fax: +423 375 0335
E‑Mail: info@aif.li
Web­site: www.aif.li

Memberships

Vere­in unab­hängiger Ver­mö­gensver­wal­ter in Liecht­en­stein
Ein­la­gen­sicherungs- und Anlegerentschädi­gungs-Stiftung SV Liecht­en­stein)
Liecht­en­steinis­ch­er Anlage­fondsver­band
Wirtschaft­skam­mer Liecht­en­stein

Supervisory Authority

Liecht­en­stein Finan­cial Mar­ket Author­i­ty

PGR provisions for the implementation of the 2nd Shareholder Rights Directive / SRD II in Art. 367 et seq. PGR

AIF Alter­na­tiv Invest Finance AG (here­inafter referred to as “Com­pa­ny”) falls under the term “asset man­ag­er” in accor­dance with Art. 367a para. 3 of Liecht­en­stein Per­son­al and Com­pa­ny Law (PGR) and must there­fore describe its par­tic­i­pa­tion pol­i­cy with­in the mean­ing of Art. 367h PGR.

• The com­pa­ny does not exer­cise any share­hold­er rights with­in the mean­ing of Art. 367h para. 1 para. 1 and 4 PGR, which are based on par­tic­i­pa­tion in the com­pa­nies in which the com­pa­ny has invest­ed in the con­text of asset man­age­ment man­dates. In par­tic­u­lar, no rights relat­ing to the gen­er­al meet­ings of pub­lic lim­it­ed com­pa­nies are exer­cised. The right to a prof­it share as well as to sub­scrip­tion rights are exer­cised in con­sul­ta­tion with the cus­tomers.
• The super­vi­sion of impor­tant mat­ters of the com­pa­nies with­in the mean­ing of Art. 367h para. 1 para. 2 PGR is car­ried out by tak­ing note of the statu­to­ry report­ing of the com­pa­nies in finan­cial reports and ad hoc announce­ments.
• An exchange of views with the cor­po­rate bod­ies and the stake­hold­ers of the com­pa­nies with­in the mean­ing of Art. 367h para. 1 para. 3 PGR does not take place.
• Coop­er­a­tion with oth­er share­hold­ers or oth­er rel­e­vant stake­hold­ers of the com­pa­ny with­in the mean­ing of Art. 367h para. 1 para. 5 and 6 PGR does not take place.
• In the event of con­flicts of inter­est with­in the mean­ing of Art. 367h para. 1 para. 7 PGR, a dis­clo­sure to the per­sons con­cerned takes place in accor­dance with the statu­to­ry pro­vi­sions and a clar­i­fi­ca­tion of the fur­ther pro­ce­dure with the same.
• An annu­al pub­li­ca­tion on the imple­men­ta­tion of the par­tic­i­pa­tion pol­i­cy with­in the mean­ing of Art. 367h para. 2 PGR does not take place because a cor­re­spond­ing man­age­ment of rights does not take place.
• A pub­li­ca­tion of the vot­ing behav­iour with­in the mean­ing of Art. 367h para. 2 PGR does not take place because par­tic­i­pa­tion in votes does not take place.

Taxonomie-Verordnung (EU) 2020/852

ESG: In line with the Euro­pean Union’s under­stand­ing of sus­tain­abil­i­ty, sus­tain­abil­i­ty should not be lim­it­ed to eco­log­i­cal aspects, but should rather take into account the entire ESG spec­trum (envi­ron­ment, social and gov­er­nance). In this respect, the AIF is sub­ject to dis­clo­sure oblig­a­tions under the Sus­tain­able Finance Dis­clo­sure Reg­u­la­tion.

No con­sid­er­a­tion of adverse effects of invest­ment deci­sions on sus­tain­abil­i­ty fac­tors at com­pa­ny lev­el of AIF Alter­na­tiv Invest Finance AG (Art. 4 SFDR).

In ful­fill­ment of these dis­clo­sure oblig­a­tions, we make the fol­low­ing announce­ment: The AIF is aware of its respon­si­bil­i­ty to ensure a future worth liv­ing for the next gen­er­a­tions. The AIF does not cur­rent­ly imple­ment the sus­tain­abil­i­ty risk inte­gra­tion strate­gies pro­vid­ed for in EU reg­u­la­tions in the invest­ment deci­sion-mak­ing process or invest­ment advi­so­ry process and there­fore does not take into account the adverse effects on the sus­tain­abil­i­ty fac­tors. This is part­ly due to the fact that not all rel­e­vant infor­ma­tion is avail­able yet. The AIF’s remu­ner­a­tion pol­i­cy does not cre­ate any neg­a­tive incen­tives to dis­re­gard sus­tain­abil­i­ty risks. How­ev­er, we will close­ly mon­i­tor devel­op­ments in this area and will inform you about any changes here.

Information on online dispute resolution

Con­sumers have the oppor­tu­ni­ty to sub­mit com­plaints to the EU’s online dis­pute res­o­lu­tion plat­form. You can also make any com­plaints to the email address above.

Disclaimer

This dis­claimer should be con­sid­ered as part of the web­site from which ref­er­ence was made to this web­site. In the event that parts or indi­vid­ual for­mu­la­tions of this text do not, no longer or do not ful­ly com­ply with the applic­a­ble legal sit­u­a­tion, the remain­ing parts of the doc­u­ment remain unaf­fect­ed in their con­tent and valid­i­ty.

Liability for Content on this Website

The con­tents of our pages have been cre­at­ed with the utmost care. How­ev­er, we can­not guar­an­tee the accu­ra­cy, com­plete­ness and time­li­ness of the con­tent. As a ser­vice provider, we are respon­si­ble for our own con­tent on these pages in accor­dance with the gen­er­al laws. How­ev­er, we are under no oblig­a­tion to mon­i­tor trans­mit­ted or stored third-par­ty infor­ma­tion or to inves­ti­gate cir­cum­stances that indi­cate ille­gal activ­i­ty. Oblig­a­tions to remove or block the use of infor­ma­tion in accor­dance with gen­er­al laws remain unaf­fect­ed. Lia­bil­i­ty in this respect, how­ev­er, is only pos­si­ble from the moment of knowl­edge of a spe­cif­ic vio­la­tion of the law. As soon as we become aware of such vio­la­tions of the law, we will remove this con­tent imme­di­ate­ly.

Liability for links on third-party websites

Our offer con­tains links to exter­nal web­sites. We have no influ­ence on the con­tent of these exter­nal web­sites. That is why we can­not guar­an­tee this third-par­ty con­tent. The respec­tive provider or oper­a­tor of the pages is always respon­si­ble for the con­tents of the linked pages. The linked pages were checked for pos­si­ble vio­la­tions of the law at the time of link­ing. Ille­gal con­tent was not dis­cernible at the time of link­ing. How­ev­er, a per­ma­nent mon­i­tor­ing of the con­tent of the linked pages is not rea­son­able with­out con­crete indi­ca­tions of a vio­la­tion of the law. As soon as we become aware of vio­la­tions of the law, we will remove such links imme­di­ate­ly.